-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EjRNkdfeXn0wjt+fVj/FRHsoKvioGwPYszcPCXICho+Ia9la82QvRk7WJtmzhcUh cOoEOhEvBOPxEZk1vexa6A== 0000919574-02-000892.txt : 20020419 0000919574-02-000892.hdr.sgml : 20020419 ACCESSION NUMBER: 0000919574-02-000892 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020419 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CIBELLI MARIO CENTRAL INDEX KEY: 0001171692 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 52 VANDERBILT AVE CITY: NEW YORK STATE: NY ZIP: 10017 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: 1 800 CONTACTS INC CENTRAL INDEX KEY: 0001050122 STANDARD INDUSTRIAL CLASSIFICATION: OPTICAL INSTRUMENTS & LENSES [3827] IRS NUMBER: 870571643 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-54695 FILM NUMBER: 02616384 BUSINESS ADDRESS: STREET 1: 13751 S WADSWORTH PARK DR SUITE D-140 CITY: DRAPER STATE: UT ZIP: 84020 BUSINESS PHONE: 8015728225 MAIL ADDRESS: STREET 1: 13751 S WADSWORTH PARK DR SUITE D-140 CITY: DRAPER STATE: UT ZIP: 84020 SC 13D 1 d318824_13d.txt SCHEDULE 13D CIBELLI APRIL 9, 2002 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ---------------- SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. __________ )(1) 1-800-CONTACTS, INC. (CTAC) - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, Par Value $0.01 per share - -------------------------------------------------------------------------------- (Title of Class of Securities) 681977104 - -------------------------------------------------------------------------------- (CUSIP Number) Mario Cibelli, c/o Cibelli Capital Management, L.L.C., 52 Vanderbilt Avenue, 5th Floor, New York, NY 10017 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) April 9, 2002 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of This Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box [_]. Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent. - ---------- (1) The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No.681977104 - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Mario Cibelli - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* AF, WC, PN - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [_] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 49,400 SHARES ----------------------------------------------------------------- 8 SHARED VOTING POWER BENEFICIALLY 520,000 OWNED BY ----------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING 49,400 PERSON ----------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER WITH 520,000 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 569,400 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [_] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 5.01% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! This Schedule 13D is being filed for the purpose of disclosing the current number of shares of Common Stock, $0.01 par value of 1-800-CONTACTS, INC. (CTAC) that may be deemed to be beneficially owned by Mario Cibelli (the "Reporting Person"). CUSIP No.681977104 - -------------------------------------------------------------------------------- Item 1. Security and Issuer. The name of the issuer is 1-800-CONTACTS, INC., a Delaware corporation (the "Issuer"). The address of the Issuer's offices is 66 East Wadsworth Park Drive, 3rd Floor, Draper, Utah 84020. This Schedule 13D relates to the Issuer's Common Stock, $0.01 par value (the "Shares"). - -------------------------------------------------------------------------------- Item 2. Identity and Background. (a-c, f) This Schedule 13D is being filed by Mario Cibelli, a United States citizen, whose principal business address is located at c/o Cibelli Capital Management, L.L.C., 52 Vanderbilt Avenue, 5th Floor, New York, NY 10017. Mr. Cibelli is the managing member of Cibelli Capital Management, L.L.C. ("CCM"), a Delaware limited liability company that is an investment management firm which serves as the general partner of Marathon Partners, L.P., a New York limited partnership ("MP"). Mr. Cibelli also serves as portfolio manager to a number of separate managed accounts. (d) Neither Mr. Cibelli nor CCM has, during the last five years, been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors). (e) Neither Mr. Cibelli nor CCM has, during the last five years, been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, Federal or state securities laws or finding any violation with respect to such laws. - -------------------------------------------------------------------------------- Item 3. Source and Amount of Funds or Other Consideration. As of the date hereof, Mr. Cibelli may be deemed to beneficially own 569,400 Shares. The Shares are held by MP and the accounts for which Mr. Cibelli serves as portfolio manger (together, the "Clients"). The funds for the purchase of the Shares by the Clients came from the Clients' respective funds. Mr. Cibelli is also the beneficial owner of the Shares held in his personal accounts and in the accounts of his family members as follows: Mario Cibelli C/F S. Cibelli UTMA: 300 Shares; Mario Cibelli C/F G. Cibelli UTMA: 300 Shares; Mario Cibelli IRA: 600 shares; C. Cibelli IRA: 400 shares; Mario Cibelli Simple IRA: 1,500 Shares. The total cost for the Shares held by Mr. Cibelli is $45,822.15. No borrowed funds were used to purchase the Shares, other than any borrowed funds used for working capital purposes in the ordinary course of business. - -------------------------------------------------------------------------------- Item 4. Purpose of Transaction. The Shares held by the Reporting Person were acquired for, and are being held for, investment purposes on the Clients' and the Reporting Person's behalf. The acquisitions of the Shares were made in the ordinary course of the Reporting Person's business or investment activities, as the case may be. - -------------------------------------------------------------------------------- Item 5. Interest in Securities of the Issuer. As of the date hereof, Mr. Cibelli may be deemed to be the beneficial owner of 569,400 Shares, constituting 5.01% of the Shares of the Issuer, based upon the 11,381,840 Shares outstanding as of March 18, 2002, according to the Issuer's most recently Form 10-K. Mr. Cibelli has the power to vote or direct the vote of 569,400 Shares to which this filing relates. Mr. Cibelli specifically disclaims beneficial ownership in the Shares reported herein except to the extent of his pecuniary interest therein. The trading dates, number of shares purchased and sold and price per share for all transactions in the Shares during the past 60 days by Mr. Cibelli and CCM on behalf of the Clients are set forth in Schedule A and were all effected in broker transactions. The 569,400 Shares were acquired for investment purposes. Mr. Cibelli and/or Mr. Cibelli on behalf of the Clients may acquire additional Shares, dispose of all or some of these Shares from time to time, in each case in open markets or private transactions, block sales or purchases or otherwise, or may continue to hold the Shares. Mr. Cibelli does not have any present plans or proposals that relate to, or would result in, any of the actions enumerated in Item 4 of Schedule 13D. However, Mr. Cibelli reserves the right to discuss company business with management, make proposals to management and/or to take other actions to influence management of the Issuer should he deem appropriate. - -------------------------------------------------------------------------------- Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer. Mr. Cibelli does not have any contract, arrangement, understanding or relationship with any person with respect to the Shares. - -------------------------------------------------------------------------------- Item 7. Material to be Filed as Exhibits. None. - -------------------------------------------------------------------------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. April 15, 2002 ---------------------------------------- (Date) /s/ Mario Cibelli ---------------------------------------- (Signature) Mario Cibelli ---------------------------------------- (Name/Title) Attention. Intentional misstatements or omissions of fact constitute federal criminal violations (see 18 U.S.C. 1001). Schedule A Transactions in the Shares Date of Number of Shares Price Per Transaction Purchase/(SOLD) Share 2/08/2002 1,000 11.35 2/12/2002 1,000 11.21 2/13/2002 3,500 11.09 2/14/2002 600 11.39 2/15/2002 900 11.27 2/19/2002 500 11.39 3/01/2002 1,000 11.36 3/04/2002 500 11.28 3/07/2002 5,000 10.84 3/08/2002 5,000 10.82 3/12/2002 2,100 10.49 3/13/2002 2,000 10.43 3/14/2002 1,000 10.55 3/18/2002 4,000 10.61 3/19/2002 25,000 10.77 3/20/2002 20,000 10.85 3/21/2002 10,000 11.05 3/28/2002 6,000 10.80 4/01/2002 4,000 10.82 4/01/2002 400 10.83 4/01/2002 100 10.84 4/01/2002 10,000 10.88 4/02/2002 5,000 11.11 4/03/2002 2,000 11.70 4/03/2002 3,000 11.56 4/04/2002 2,000 13.67 4/04/2002 2,000 13.50 4/05/2002 5,000 14.14 4/08/2002 1,000 15.02 4/09/2002 500 14.35 4/09/2002 2,000 14.61 03366.003 #318824 -----END PRIVACY-ENHANCED MESSAGE-----